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By Year By Category

DATE CATEGORY DOCUMENT TITLE
27 Apr 2021 RPT-Regulatory The joint ROC-DSB programme of industry fora to promote awareness of the Unique Product Identifier (UPI)
News and Circulars > Reporting Service > Regulatory Information
22 Jan 2021 RPT-Regulatory The Derivatives Service Bureau (DSB) released the first consultation on Unique Product Identifier (UPI) for OTC derivatives market
News and Circulars > Reporting Service > Regulatory Information
08 Dec 2020 RPT-Regulatory Reporting proprietary rates under floating rate index related data fields
News and Circulars > Reporting Service > Regulatory Information
05 Mar 2020 RPT-Regulatory Notice - Mandating the use of Unique Transaction Identifier for the reporting obligation
News and Circulars > Reporting Service > Regulatory Information
26 Apr 2019 RPT-Regulatory Consultation on further enhancements to the OTC derivatives regime
News and Circulars > Reporting Service > Regulatory Information
27 Jun 2018 RPT-Regulatory Regulators conclude consultation on further enhancements to the OTC derivatives regulatory regime
News and Circulars > Reporting Service > Regulatory Information
06 Oct 2017 FAQ Frequently Asked Questions on the mandatory reporting regime
News and Circulars > Reporting Service > Regulatory Information > FAQs
27 Jun 2017 RPT-Regulatory Regulators release conclusions on the OTC derivatives regulatory regime
News and Circulars > Reporting Service > Regulatory Information
27 Apr 2017 RPT-Regulatory Circular on OTC Derivative Transactions – Phase 2 Reporting
News and Circulars > Reporting Service > Regulatory Information
15 Jul 2016 RPT-Regulatory Regulators release further consultation conclusions on introducing mandatory clearing and expanding mandatory reporting for OTC derivatives market
News and Circulars > Reporting Service > Regulatory Information
12 Feb 2016 RPT-Regulatory Regulators release conclusions on introducing mandatory clearing and expanding mandatory reporting for OTC derivatives market
News and Circulars > Reporting Service > Regulatory Information
14 Oct 2015 RPT-Regulatory Joint HKMA-SFC consultation on mandatory clearing and reporting for OTC derivatives market
News and Circulars > Reporting Service > Regulatory Information
08 Sep 2015 RPT-Regulatory Reporting of OTC derivative transactions
News and Circulars > Reporting Service > Regulatory Information
10 Jul 2015 RPT-Regulatory Securities and Futures (OTC Derivative Transactions – Reporting and Record Keeping Obligations) Rules
News and Circulars > Reporting Service > Regulatory Information
11 Jun 2015 RPT-Regulatory Interim reporting requirements for OTC derivative transactions – migration to new reporting regime
News and Circulars > Reporting Service > Regulatory Information
Last revision date:27 April 2021