| 10 Mar 2025 |
RPT-Regulatory |
The Derivatives Services Bureau (DSB) and DTCC Virtual Forum on 20 March: Are You Ready for the HKMA Rewrite?
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| News and Circulars > Reporting Service > Regulatory Information |
| 20 Dec 2024 |
FAQ |
Frequently Asked Questions on the mandatory reporting regime
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| News and Circulars > Reporting Service > Regulatory Information > FAQs |
| 26 Sep 2024 |
RPT-Regulatory |
HKMA and SFC conclude on further proposals to enhance Hong Kong’s OTC derivatives reporting regime
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| News and Circulars > Reporting Service > Regulatory Information |
| 22 Mar 2024 |
RPT-Regulatory |
HKMA and SFC further consult on enhancements to Hong Kong’s OTC derivatives reporting regime
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| News and Circulars > Reporting Service > Regulatory Information |
| 11 Apr 2023 |
RPT-Regulatory |
The Derivatives Service Bureau (DSB) webinar on 18 April: Introduction to the Unique Product Identifier (UPI) Service
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| News and Circulars > Reporting Service > Regulatory Information |
| 01 Dec 2022 |
RPT-Regulatory |
Accommodative Arrangement for Reporting the Unique Transaction Identifier (UTI)
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| News and Circulars > Reporting Service > Regulatory Information |
| 05 Nov 2021 |
RPT-Regulatory |
The Derivatives Service Bureau (DSB) released the Unique Product Identifier (UPI) Legal Terms and Conditions Consultation
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| News and Circulars > Reporting Service > Regulatory Information |
| 27 Apr 2021 |
RPT-Regulatory |
The joint ROC-DSB programme of industry fora to promote awareness of the Unique Product Identifier (UPI)
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| News and Circulars > Reporting Service > Regulatory Information |
| 22 Jan 2021 |
RPT-Regulatory |
The Derivatives Service Bureau (DSB) released the first consultation on Unique Product Identifier (UPI) for OTC derivatives market
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| News and Circulars > Reporting Service > Regulatory Information |
| 08 Dec 2020 |
RPT-Regulatory |
Reporting proprietary rates under floating rate index related data fields
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| News and Circulars > Reporting Service > Regulatory Information |
| 05 Mar 2020 |
RPT-Regulatory |
Notice - Mandating the use of Unique Transaction Identifier for the reporting obligation
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| News and Circulars > Reporting Service > Regulatory Information |
| 26 Apr 2019 |
RPT-Regulatory |
Consultation on further enhancements to the OTC derivatives regime
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| News and Circulars > Reporting Service > Regulatory Information |
| 27 Jun 2018 |
RPT-Regulatory |
Regulators conclude consultation on further enhancements to the OTC derivatives regulatory regime
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| News and Circulars > Reporting Service > Regulatory Information |
| 27 Jun 2017 |
RPT-Regulatory |
Regulators release conclusions on the OTC derivatives regulatory regime
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| News and Circulars > Reporting Service > Regulatory Information |
| 27 Apr 2017 |
RPT-Regulatory |
Circular on OTC Derivative Transactions – Phase 2 Reporting
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| News and Circulars > Reporting Service > Regulatory Information |
| 15 Jul 2016 |
RPT-Regulatory |
Regulators release further consultation conclusions on introducing mandatory clearing and expanding mandatory reporting for OTC derivatives market
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| News and Circulars > Reporting Service > Regulatory Information |
| 12 Feb 2016 |
RPT-Regulatory |
Regulators release conclusions on introducing mandatory clearing and expanding mandatory reporting for OTC derivatives market
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| News and Circulars > Reporting Service > Regulatory Information |
| 14 Oct 2015 |
RPT-Regulatory |
Joint HKMA-SFC consultation on mandatory clearing and reporting for OTC derivatives market
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| News and Circulars > Reporting Service > Regulatory Information |
| 08 Sep 2015 |
RPT-Regulatory |
Reporting of OTC derivative transactions
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| News and Circulars > Reporting Service > Regulatory Information |
| 10 Jul 2015 |
RPT-Regulatory |
Securities and Futures (OTC Derivative Transactions – Reporting and Record Keeping Obligations) Rules
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| News and Circulars > Reporting Service > Regulatory Information |
| 11 Jun 2015 |
RPT-Regulatory |
Interim reporting requirements for OTC derivative transactions – migration to new reporting regime
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| News and Circulars > Reporting Service > Regulatory Information |
| 15 May 2015 |
RPT-Regulatory |
Update on reporting and record keeping rules for OTC derivatives
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| News and Circulars > Reporting Service > Regulatory Information |
| 28 Nov 2014 |
RPT-Regulatory |
Joint HKMA-SFC consultation conclusions on reporting and record keeping rules for OTC derivatives
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| News and Circulars > Reporting Service > Regulatory Information |
| 18 Jul 2014 |
RPT-Regulatory |
Joint HKMA-SFC consultation on mandatory reporting and related record keeping rules for OTC derivatives market
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| News and Circulars > Reporting Service > Regulatory Information |
| 03 Dec 2013 |
RPT-Regulatory |
Interim reporting requirements for OTC derivative transactions (2013-12-03)
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| News and Circulars > Reporting Service > Regulatory Information |
| 25 Nov 2013 |
RPT-Regulatory |
Survey of Participants in the Hong Kong Over-the-counter (OTC) Derivatives Market 2013 conducted by the Securities and Futures Commission (SFC)
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| News and Circulars > Reporting Service > Regulatory Information |
| 11 Sep 2013 |
RPT-Regulatory |
Interim Reporting Requirements for OTC derivative transactions – Enrolment status of HKTR membership
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| News and Circulars > Reporting Service > Regulatory Information |
| 06 Sep 2013 |
RPT-Regulatory |
Regulators release conclusions on further proposals for regulating OTC derivatives market
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| News and Circulars > Reporting Service > Regulatory Information |
| 23 Aug 2013 |
RPT-Regulatory |
Interim Reporting Requirements for OTC derivative transactions (2013-08-23)
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| News and Circulars > Reporting Service > Regulatory Information |
| 02 Aug 2013 |
RPT-Regulatory |
Interim Reporting Requirements for OTC derivative transactions (2013-08-02)
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| News and Circulars > Reporting Service > Regulatory Information |
| 28 Jun 2013 |
RPT-Regulatory |
Interim reporting requirements for OTC derivative transactions (2013-06-28)
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| News and Circulars > Reporting Service > Regulatory Information |
| 28 Mar 2013 |
RPT-Regulatory |
Hong Kong commits to global regulatory standards on financial market infrastructures
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| News and Circulars > Reporting Service > Regulatory Information |
| 11 Jul 2012 |
RPT-Regulatory |
Regulators release consultation conclusions, supplemental consultation on proposals to regulate OTC derivatives market
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| News and Circulars > Reporting Service > Regulatory Information |
| 25 Oct 2011 |
RPT-Regulatory |
Over-the-Counter Derivatives Market Reforms in Hong Kong
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| News and Circulars > Reporting Service > Regulatory Information |
| 17 Oct 2011 |
RPT-Regulatory |
Consultation begins on proposed regulatory regime for OTC derivatives market
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| News and Circulars > Reporting Service > Regulatory Information |
| 10 Dec 2010 |
RPT-Regulatory |
Developing a Trade Repository for OTC Derivatives Trades in Hong Kong
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| News and Circulars > Reporting Service > Regulatory Information |
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