These FAQs are prepared jointly by the HKMA and the SFC. They are intended to help market participants better understand their obligations and responsibilities under the OTC derivatives regime so that they are better able to prepare for implementation of the new regime and ensure compliance going forward.
Download FAQs on the operation and implementation of the mandatory reporting regime (Effect from 29 September 2025)(396KB), published on 20 December2024
Download FAQs on the operation and implementation of the mandatory reporting regime (23 November 2021)(235KB), published on 23 November 2021
Download FAQs on the operation and implementation of the mandatory reporting regime (06 October 2017)(527KB), published on 06 October 2017
Download FAQs on the operation and implementation of the mandatory reporting regime (10 July 2015)(383KB),published on 10 July 2015