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Frequently Asked Questions on the mandatory reporting regime

23 November 2021

These FAQs are prepared jointly by the HKMA and the SFC.  They are intended to help market participants better understand their obligations and responsibilities under the OTC derivatives regime so that they are better able to prepare for implementation of the new regime and ensure compliance going forward.

Download FAQs on the operation and implementation of the mandatory reporting regime (23 November 2021)(235KB), published on 23 November 2021

Download FAQs on the operation and implementation of the mandatory reporting regime (06 October 2017)(527KB), published on 06 October 2017

Download FAQs on the operation and implementation of the mandatory reporting regime (10 July 2015)(383KB), published on 10 July 2015

Last revision date:23 November 2021